Asset Management

Offering a wide-range of investment opportunities.

First Allied's Private Client Services (PCS) are available through BH Wealth Management to high-net-worth investors seeking comprehensive investment solutions and personalized service. Similar to a family office manager, our group evaluates the complete picture to implement asset placement for tax efficiency, to develop a plan to meet income needs, and to manage around existing client holdings and low-basis positions to ease the transition.

While investors with portfolios of $10 million and more enjoy access to institutional-grade strategies, those with investable assets between $1 million and $10 million often find themselves excluded from these differentiated services. We work with a small number of clients to offer cutting-edge risk management techniques that resonate with affluent investors concerned with wealth preservation and portfolio repair.

Stocks

• NYSE-listed stocks
• NASDAQ over-the counter
• All other major exchanges
• Foreign stocks
• Initial public offerings
• Margin accounts
• Corporate finance
• Investment banking
• 144 and other restricted securities sales
• Employee stock-option plans

Cash Management

• Daily sweep accounts
• Money markets
• Insured CDs
• Online account access

Retirement Accounts

• IRAs
• SEP/IRAs
• Roth IRAs
• Education IRAs
• Simple IRAs
• Defined contribution
• Money-purchase pension plan
• Profit-sharing plan
• 403(b)
• 401(k)

Mutual Funds

• Open-end funds
• Closed-end funds
• Networking
• Dividend reinvestment

Unit Investment Trusts

Asset Management

• Independent manager search
• Performance monitoring and reporting
• Wrap-fee accounts
• Asset allocation
• Fee-in-lieu accounts
• Outside managed accounts

Bonds

• CMOs
• Convertible
• Corporate
• Municipal
• Zero coupon

Government Securities

• Ginnie Maes
• Treasury bills
• Treasury bonds
• Treasury notes

Options

• All major exchanges

Insurance

• Fixed annuities
• Variable annuities
• Term life
• Variable life
• Universal life
• Whole life
• Disability
• Long-term care

Alternative Investments

• REITs
• Equipment leasing
• Managed futures
• Equity-linked notes
• Oil & Gas Programs
• Tax Credit Programs
• Real Estate LLC’s
• Mortgage Funds

And More . . .

• Education and 529 plans

For more information on any of the above investment products and services, please contact your representative.